Commission On Financial Securities Compliance Headquarters
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SEC.gov Commission on Financial & Securities Compliance
- https://www.sec.gov/enforce/public-alerts/fictitious-regulators/commission-financial-securities-compliance
- Jul 18, 2019 · 911 Lee Avenue Lafayette, LA 70501 Phone: 337-210-8168 Fax: 337-205-8679 Website: www.commfsc.com
SEC.gov Contact the SEC
- https://www.sec.gov/contact-information/sec-directory
- Apr 17, 2017 · Office of Human Resources. James McNamara, Director (202) 551-7500. Office of Information Technology. David Bottom, Chief Information Officer (202) 551-5703. Office of the Inspector General. Carl Hoecker, Inspector General (202) 551-6061. [email protected]. Office of International Affairs. YJ Fischer, Director (202) 551-6690.
SEC.gov Headquarters Fitness Center
- https://www.sec.gov/oig/reportspubs/aboutoigaudit247finhtm.html
- Sep 13, 1996 · Our primary objective was to determine if the Commission's fitness program was effective. We also evaluated the extent of compliance with the headquarters Fitness Center contract, and the adequacy of financial reporting under the contract.
SEC.gov Invest in Your Career at the SEC
- https://www.sec.gov/ohr/Article/invest-in-your-career-at-the-sec.html
- Mar 05, 2019 · SEC Examiners. Securities Compliance Examiners are located in the Division of Examinations at the SEC headquarters in Washington, DC, and in our 11 regional offices. Becoming an examiner is a great way to learn securities compliance and to obtain firsthand experience in the securities industry. Examiners have a varied and challenging range of ...
SEC.gov Division of Corporation Finance
- https://www.sec.gov/page/corpfin-section-landing
- In support of the Commission’s mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation, the Division of Corporation Finance seeks to ensure that investors are provided with material information in order to make informed investment decisions, both when a company initially offers its securities to the public and on an ongoing basis as it ...
Compliance Commission
- https://ccb.finance.gov.bs/
- The Compliance Commission of The Bahamas (the Commission) is an Independent Statutory Authority established under section 39 of the Financial Transactions Reporting Act, 2000 (FTRA) and continues in existence under section 31 of the FTRA, 2018.
U.S. Securities and Exchange Commission LinkedIn
- https://www.linkedin.com/company/us-securities-and-exchange-commission
- U.S. Securities and Exchange Commission Financial Services Washington, DC 79,625 followers This account expresses the author's views only and not necessarily those of the Commission or other staff.
Securities Exchange Commission LinkedIn
- https://www.linkedin.com/company/securities-exchange-commission
- Securities Exchange Commission 638 followers on LinkedIn. Securities Exchange Commission is a financial services company based out of 6441 General Green Way …
International Organization of Securities Commissions ...
- https://en.wikipedia.org/wiki/International_Organization_of_Securities_Commissions
- The International Organization of Securities Commissions (IOSCO) is an association of organizations that regulate the world's securities and futures markets. Members are typically primary securities and/or futures regulators in a national jurisdiction or the main financial regulator from each country.
Securities Commission Malaysia Home
- https://www.sc.com.my/
- The Securities Commission Malaysia, abbreviated SC, a statutory body entrusted with the responsibility of regulating and systematically developing the capital markets in Malaysia. We facilitate a vibrant and collaborative environment which generates and protects wealth, and creates value for all.
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