Raymond J Lucia Co Headquarters
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https://www.linkedin.com/company/raymond-j-lucia-companies
Raymond J Lucia Companies is a financial services company based out of 5900 Pasteur Ct, Carlsbad, CA, United States. Website http://www.luciacap.com/
https://completemarkets.com/company/RaymondJLuciaCo
Raymond J. Lucia Companies is an investment advisory firm headquartered in San Diego. It provides wealth management services to more than 5,000 clients throughout the United States. The firm specializes in retirement income planning, asset management
https://assets.dandb.com/businessdirectory/raymondjluciaco.-sanramon-ca-25949115.html
Raymond J Lucia Co. specializes in Museums And Art Galleries. Raymond J Lucia Co. has 2 employees and estimated revenues of $91,000.00.
https://www.brightscope.com/financial-planning/firm/4584/Raymond-J-Lucia-Companies-Inc/
Raymond J. Lucia Companies, Inc. is a RIA based in Sabre Springs, CA . Raymond Joseph Lucia is the majority owner of the firm and has been in this role with the firm since 1994.
https://en.wikipedia.org/wiki/Ray_Lucia
Lucia founded the Raymond J. Lucia Companies, Inc. and was the company's president and CEO for over twenty years. Registered Rep Magazine named Lucia as one of the "Top 100 Independent Financial Advisors in America" in 2008, and he was one of ten financial advisors recognized in the magazine's 2004 "Outstanding Broker Awards."Born: April 3, 1950 (age 71), Philadelphia, Pennsylvania
https://www.sec.gov/alj/aljdec/2013/id495ce.pdf
Jul 08, 2013 · headquarters in Washington, DC. The admitted exhibits are listed in the Record Index issued by the Secretary of the Commission on April 19, 2013 2 The Division .
https://www.sec.gov/enforce/34-89078-s
Jun 16, 2020 · June 16, 2020. The Securities and Exchange Commission today announced that former registered investment adviser Raymond J. Lucia, Sr., and his former advisory firm, Raymond J. Lucia Companies, Inc. (RJL), have agreed to settle charges that they made misrepresentations concerning their investment strategy. The SEC's order finds that from 2006 through 2010, Lucia attempted to generate …
https://www.linkedin.com/company/rjl-enterprises-www.raylucia.com
RJL Enterprises www.raylucia.com 45 followers on LinkedIn. Deemed "A Rising Star in Talk Radio" and as one of the "Top 100 Most Important Radio Talk Show Hosts in America," by Talkers Magazine ...
https://www.sec.gov/alj/aljdec/2013/id540ce.pdf
Dec 06, 2013 · that Respondent Raymond J. Lucia, Sr. (Lucia) aided and abetted RJLC s violations of Sections 206(1) , 206(2) , and 206(4) of the Advisers Act, and bars Lucia from associating with an investment adviser, broker , or dealer , revokes Lucia s and RJLC s er investment advis
https://www.supremecourt.gov/opinions/17pdf/17-130_4f14.pdf
trative proceeding against petitioner Raymond Lucia and his investment company. Lucia marketed a retirement savings strategy called “Buckets of Money.” In the SEC’s view, Lucia used misleading slideshow presentations to deceive prospective clients. The SEC charged Lucia under the Investment Advisers Act, §80b–1 . et seq., and assigned
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