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SEC.gov Contact the SEC

https://www.sec.gov/contact-information/sec-directory

[email protected]

SEC.gov Filings & Forms

https://www.sec.gov/edgar.shtml

Jan 09, 2017 · All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR.

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

SEC.gov SEC Regional Offices

https://www.sec.gov/page/sec-regional-offices

Salt Lake Regional Office 351 S. West Temple St., Suite 6.100 Salt Lake City, UT 84101 801-524-5796

SEC.gov SEC Divisions Homepages

https://www.sec.gov/divisions.shtml

Jul 06, 2021 · Office of Public Affairs. Office of the Secretary. Office of the Strategic Hub for Innovation and Financial Technology (FinHub) Office of Support Operations. Regional Offices. SEC Organization Chart ( text version also available) For detailed descriptions of SEC offices and divisions, please read What We Do. Modified: July 6, 2021.

SEC.gov Rules and Regulations for the Securities and ...

https://www.sec.gov/about/laws/secrulesregs.htm

May 12, 2017 · Forms Prescribed under the Commission's Rules of Practice Part 210 Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975

SEC.gov Questions and Complaints

https://www.sec.gov/complaint/select.shtml

May 12, 2017 · If you submit your TCR using the online TCR system, you will receive a notice confirming that your submission has been received successfully and providing the submission number for your records. Ask a question or report a problem concerning your investments, your investment account or a financial professional

SEC.gov What We Do

https://www.sec.gov/about/what-we-do

Dec 18, 2020 · At the Securities and Exchange Commission (SEC), we work together to make a positive impact on America’s economy, our capital markets, and people’s lives. For more than 85 years since our founding at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient ...

Home - SEC - Securities and Exchange Commission

https://www.sec.gov.ph/

Sep 01, 2021 · SEC QUALITY POLICY STATEMENT. We, the Securities and Exchange Commission, the prudent registrar and supervisor of the corporate sector, and the independent guardian of the capital market, commit to: S erve our stakeholders with utmost integrity and professionalism in compliance with customer, legal, regulatory, and other applicable requirements;

Shift4 Payments, Inc. - Financials - SEC Filings

https://investors.shift4.com/financials/sec-filings/default.aspx

Aug 25, 2021 · excel Format Download (opens in new window) 04/21/2021. Form 4. Statement of Changes in Beneficial Ownership. pdf Format Download (opens in new window) word Format Download (opens in new window) excel Format Download (opens in new window) 03/18/2021. Form 4.

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