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Shortfinancial Holliswealth A Division Of Scotia Capital Inc Headquarters

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ShortFinancial; HollisWealth, a Division of Scotia Capital ...

    https://www.bbb.org/ca/nl/st-johns/profile/financial-planning-consultants/shortfinancial-holliswealth-a-division-of-scotia-capital-inc-0087-38456
    ShortFinancial; HollisWealth, a Division of Scotia Capital Inc. ... ShortFinancial; HollisWealth, a Division of Scotia Capital Inc. 370 Torbay Road. Suite E160. St. John's, NL A1A 3W8.

A Division of Scotia Capital Inc - HollisWealth

    http://advisor.holliswealth.com/content/dam/retailAdvisor/images/English/IIROC/koser/January%202014%20E-Newsletter.pdf
    HollisWealth Your Team Kevin Oser Investment Advisor HollisWealth A Division of Scotia Captial Inc. Herb Con Assistant 604 -895 3413 Assistant Direct: 604-895-3461 Fax: 604-682-0529 [email protected] www.holliswealth.com A Division of Scotia Capital Inc. 700-609 Granville St. Vancouver, BC V7Y1G5 Scotia Capital Inc. is a member of

Rebranding Update for HollisWealth Clients

    http://www.holliswealth.com/
    Rebranding Update for HollisWealth Clients. We are pleased to inform you that our ongoing rebranding initiative is now entering its final stage. To serve you better and enhance your online experience, we have created a separate website for each of our two lines of business: To find out which of our two websites is linked to your client portal ...

ShortFinancial Team - Short Financial

    https://shortfinancial.ca/the-team/
    And we are committed to working with you to provide unsurpassed financial guidance through tailored wealth management solutions. Consultations by appointment. Call us at …Estimated Reading Time: 1 min

June 13, 2012 - The Horse Race ... - Short Financial

    https://shortfinancial.ca/investing/the-horse-race-investment-methodology/
    Jun 13, 2012 · This article was prepared solely by Larry Short who is a registered representative of HollisWealth™ (a division of Scotia Capital Inc., a member of the Canadian Investor Protection Fund and the Investment Industry Regulatory Organization of Canada). The views and opinions, including any recommendations, expressed in this article are those of ...

Global Wealth Management Scotiabank

    https://globalwealth.scotiabank.com/en/home.html
    Scotia iTRADE ® (Order-Execution Only Accounts) is a division of Scotia Capital Inc. ("SCI"). SCI is a member of the Investment Industry Regulatory Organization of Canada and the Canadian Investor Protection Fund. Scotia iTRADE does not provide investment advice or recommendations and investors are responsible for their own investment decisions.

Scotia Capital fined over HollisWealth's predecessor ...

    https://www.advisor.ca/news/industry-news/scotia-capital-fined-over-holliswealths-predecessor/
    Aug 11, 2015 · Scotia Capital has agreed to a $500,000 IIROC fine over the conduct of its subsidiary, DWM Securities, now known as HollisWealth.. The firm admitted that from Sept. 2005 to June 2013, DWM “failed to establish and maintain a system of controls and supervision that was adequate to ensure that certain clients were qualified to purchase investment funds offered pursuant to prospectus …

Contact us - Scotia Wealth Management

    https://www.scotiawealthmanagement.com/ca/en/home/not-yet-a-client/contact-us.html
    Scotia Capital Inc. is a member of the Canadian Investor Protection Fund and the Investment Industry Regulatory Organization of Canada. Scotia Wealth Insurance Services Inc. is the insurance subsidiary of Scotia Capital Inc., a member of the Scotiabank group of companies.

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